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Deep Federated Learning for Autonomous Driving (Part 2)

In previous part, we have discussed about Autonomous driving FADNetwork. In this post, we will verify the effectiveness and efficiency of it.

Our source code can be found at: https://github.com/aioz-ai/FADNet

1. Experimental Setup

Udacity. We use the popular Udacity dataset to evaluate our results. We only use front-forwarded images in this dataset in our experiment. We use 55 sequences for training and 11 for testing. The training sequences are assigned randomly to different silos depending on the federated topology (i.e., Gaia or NWS).

Carla. Since the Udacity dataset is collected in the real-world environment, changing the weather or lighting conditions is not easy. To this end, we collect more simulated data in the Carla simulator. We have applied different lighting (morning, noon, night, sunrise, sunset) and weather conditions (cloudy, rain, heavy rain, wet streets, windy, snowy) when collecting the data. We have generated 73,23573,235 samples distributed over 1111 sequences of scenes.

Gazebo. Since both the Udacity and Carla datasets are collected in outdoor environments, we also employ Gazebo to collect data for autonomous navigation in indoor scenes. We use a simulated mobile robot and the built-in scenes to collect data. Table.1 shows the statistics of three datasets. We use 80%80\% of the collected data in Gazebo and Carla data for training, and the rest 20%20\% for testing.

Figure 1. Visualization of sample images in three datasets: Udacity (first row), Gazebo (second row), and Carla (third row).

DatasetTotal samplesAverage samples in each silo (Gaia)Average samples in each silo (NWS)

Table 1. The Statistic of Datasets in Our Experiments.

Network Topology. We conduct experiments on two topologies: the Internet Topology Zoo (Gaia), and the North America data centers (NWS). We use Gaia topology in our main experiment and provide the comparison of two topologies in our ablation study.

Training. The model in a silo is trained with a batch size of 3232 and a learning rate of 0.0010.001 using Adam optimizer. We follow the training process to obtain a global weight of all silos. The training process is conducted with 30003000 communication rounds and each silo has one NVIDIA 1080 11 GB GPU for training. Note that, one communication round is counted each time all silos have finished updating their model weights.

Baselines. We compare our results with various recent methods, including Random baseline and Constant baseline, Inception-V3, MobileNet-V2, VGG-16, and Dronet. All these methods use the Centralized Local Learning (CLL) strategy (i.e., the data are collected and trained in one local machine.) For distributed learning, we compare our Deep Federated Learning (DFL) approach with the Server-based Federated Learning (SFL) strategy. As the standard practice, we use the root-mean-square error (RMSE) metric to evaluate the results.

2. Results

Table 2 summarises the performance of our method and recent state-of-the-art approaches. We notice that our FADNet is trained using the proposed peer-to-peer DFL using the Gaia topology with 11 silos. This table clearly shows our FDANet + DFL outperforms other methods by a fair margin. In particular, our FDANet + DFL significantly reduces the RMSE in Gazebo and Carla datasets, while slightly outperforms DroNet in the Udacity dataset. These results validate the robustness of our FADNet while is being trained in a fully decentralized setting. Table 3 also shows that with a proper deep architecture such as our FADNet, we can achieve state-of-the-art accuracy when training the deep model in FL. Fig. 2 illustrates the spatial support regions when our FADNet making the prediction. Particularly, we can see that FADNet focuses on the ``line-like" patterns in the input frame, which guides the driving direction.

ArchitectureLearning MethodUdacityGazeboCarla#Params
FADNet (ours)DFL0.1070.0690.203317,729

Table 2. Performance comparison of different architectures on the Udacity, Gazebo, and Carla datasets. The number of parameters (#Params) is also provided.

Figure 2. Spatial support regions for predicting steering angle in three datasets. In most cases, we can observe that our FADNet focuses on ``line-like” patterns to predict the driving direction.

3. Ablation Studies

Effectiveness of our DFL.

Table 3 summarises the accuracy of DroNet and our FADNet when we train them using different learning methods: CLL, SFL, and our peer-to-peer DFL. From this table, we can see that training both DroNet and FADNet with our peer-to-peer DFL clearly improves the accuracy compared with the SFL approach. This confirms the robustness of our fully decentralized approach and removes a need of a central server when we train a deep network with FL. Compared with the traditional CLL approach, our DFL also shows a competitive performance. However, we note that training a deep architecture using CLL is less complicated than with SFL or DFL. Furthermore, CLL is not a federated learning approach and does not take into account the privacy of the user data.

ArchitectureLearning MethodUdacityGazeboCarla
DFL (ours)0.1520.0730.244
FADNet (ours)CLL0.1420.0810.303
DFL (ours)0.1070.0690.203

Table 3. Performance comparison of different methods.

Effectiveness of our FADNet.

Table 3 shows that apart from the learning method, the deep architectures also affect the final results. This table illustrates that our FADNet combined with DFL outperforms DroNet in all configurations. We notice that DroNet achieves competitive results when being trained with CLL. However DroNet is not designed for federated training, hence it does not achieve good accuracy when being trained with SFL or DFL. On the other hand, our introduced FADNet is particularly designed with dedicated layers to handle the data imbalance and model convergence problem in federated training. Therefore, FADNet achieves new state-of-the-art results in all three datasets.

Network Topology Analysis.

Table 4 illustrates the performance of DroNet and our FADNet when we train them using DFL under two distributed network topologies: Gaia and NWS. This table shows that the results of DroNet and FADNet under DFL are stable in both Gaia and NWS distributed networks. We note that the NWS topology has 22-silos while the Gaia topology has only 11 silos. This result validates that our FADNet and DFL do not depend on the distributed network topology. Therefore, we can potentially use them in practice with more silo data.

Network TopologyArchitectureUdacityGazeboCarla
Gaia (11 silos)DroNet0.1520.0730.244
FADNet (ours)0.1070.0690.203
NWS (22 silos)DroNet0.1570.0750.239
FADNet (ours)0.1090.0700.200

Table 4. Performance comparison of different network topologies.

Convergence Analysis.

The effectiveness of federated learning algorithms is identified through the convergence ability, including accuracy and training speed, especially when dealing with the increasing number of silos in practice. Fig.3 shows the convergence ability of our FADNet with DFL using two topologies: Gaia with 11 silos, and NWS with 22 silos. This figure shows that our proposed DFL achieves the best results in Gaia and NWS topology and converges faster than the SFL approach in both Gazebo and Carla datasets. We also notice that the performance of our DFL is stable when there is an increase in the number of silos. Specifically, training our FADNet with DFL reaches the converged point after approximately 150150s, 180180s on the NWS and Gaia topology, respectively. Fig.3 validates the convergence ability of our FADNet and DFL, especially when dealing with the increasing number of silos.

In practice, compared with the traditional CLL approach, federated learning methods such as SFL or DFL can leverage more GPUs remotely. Therefore, we can reduce the total training time significantly. However, the drawback of federated learning is we would need more GPUs in total (ideally one for each silo), and deep architecture also should be carefully designed to ensure model convergence.

Figure 3. The convergence ability of our FADNet and DFL under Gaia and NWS topology. Wall-clock time or elapsed real-time is the actual time taken from the start of the whole training process to the end, including the synchronization time of the weight aggregation process. All experiments are conducted with 3,0003,000 communication rounds.


To verify the effectiveness of our FADNet in practice, we deploy the model trained on the Gazebo dataset on a mobile robot. The robot is equipped with a RealSense camera to capture the front RGB images. Our FADNet is deployed on a Qualcomm RB5 board to make the prediction of the steering angle for the robot. The processing time of our FADNet on the Qualcomm RB5 board is approximately 1212 frames per second. Overall, we observe that the robot can navigate smoothly in an indoor environment without colliding with obstacles. More qualitative results can be found in our supplementary material.


We propose a new approach to learn an autonomous driving policy from sensory data without violating the user's privacy. We introduce a peer-to-peer deep federated learning (DFL) method that effectively utilizes the user data in a fully distributed manner. Furthermore, we develop a new deep architecture - FADNet that is well suitable for distributed training. The intensive experimental results on three datasets show that our FADNet with DFL outperforms recent state-of-the-art methods by a fair margin. Currently, our deployment experiment is limited to a mobile robot in an indoor environment. In the future, we would like to test our approach with more silos and deploy the trained model using an autonomous car on man-made roads.

Deep Federated Learning for Autonomous Driving (Part 1)

Autonomous driving is an active research topic in both academia and industry. However, most of the existing solutions focus on improving the accuracy by training learnable models with centralized large-scale data. Therefore, these methods do not take into account the user's privacy. In this paper, we present a new approach to learn autonomous driving policy while respecting privacy concerns. We propose a peer-to-peer Deep Federated Learning (DFL) approach to train deep architectures in a fully decentralized manner and remove the need for central orchestration. We design a new Federated Autonomous Driving network (FADNet) that can improve the model stability, ensure convergence, and handle imbalanced data distribution problems while is being trained with federated learning methods. Intensively experimental results on three datasets show that our approach with FADNet and DFL achieves superior accuracy compared with other recent methods. Furthermore, our approach can maintain privacy by not collecting user data to a central server.

Our source code can be found at: https://github.com/aioz-ai/FADNet

1. Introduction

In this paper, our goal is to develop an end-to-end driving policy from sensory data while maintaining the user's privacy by utilizing FL. We address the key challenges in FL to make sure our deep network can achieve competitive performance when being trained in a fully decentralized manner. Fig.1 shows an overview of different learning approaches for autonomous driving. In Centralized Local Learning (CLL), the data are collected and trained in one local machine. Hence, the CLL approach does not take into account the user's privacy. The Server-based Federated Learning (SFL) strategy requires a central server to orchestrate the training process and receive the contributions of all clients. The main limitation of SFL is communication congestion when the number of clients is large. Therefore, we follow the peer-to-peer federated learningto set up the training. Our peer-to-peer Deep Federated Learning (DFL) is fully decentralized and can reduce communication congestion during training. We also propose a new Federated Autonomous Driving network (FADNet) to address the problem of model convergence and imbalanced data distribution. By training our FADNet using DFL, our approach outperforms recent state-of-the-art methods by a fair margin while maintaining user data privacy.

Figure 1. An overview of different learning methods for autonomous driving. (a) Centralized Local Learning, (b) Server-based Federated Learning, and (c) our peer-to-peer Deep Federated Learning. Red arrows denote the aggregation process between silos. Yellow lines with a red cross indicate the non-sharing data between silos.

Our contributions can be summarized as follows:

  • We propose a fully decentralized, peer-to-peer Deep Federated Learning framework for training autonomous driving solutions.
  • We introduce a Federated Autonomous Driving network that is well suitable for federated training.
  • We introduce two new datasets and conduct intensive experiments to validate our results.

2. Problem Formulation

We consider a federated network with NN siloed data centers (e.g., autonomous cars) Di\mathcal{D}_{i}, with i[1,N]i \in [1,N]. Our goal is to collaboratively train a global driving policy θ\theta by aggregating all local learnable weights θi\theta_i of each silo. Note that, unlike the popular centralized local training setup, in FL training, each silo does not share its local data, but periodically transmits model updates to other silos.

In practice, each silo has the training loss Li(ξi,θi)\mathcal{L}_i(\xi_i, \theta_i). ξi\xi_i is the ground-truth in each silo ii. Li(ξi,θi)\mathcal{L}_i(\xi_i, \theta_i) is calculated as the regression loss. This regression loss is modeled by a deep network that takes RGB images as inputs and predicts the associated steering angles.

3. Deep Federated Learning for Autonomous Driving

A popular training method in FL is to set up a central server that orchestrates the training process and receives the contributions of all clients (Server-based Federated Learning - SFL). The limitation of SFL is the server potentially represents a single point of failure in the system. We also may have communication congestion between the server and clients when the number of clients is massive. Therefore, in this work, we utilize the peer-to-peer FL to set up the training scenario. In peer-to-peer FL, there is no centralized orchestration, and the communication is via peer-to-peer topology. However, the main challenge of peer-to-peer FL is to assure model convergence and maintain accuracy in a fully decentralized training setting.

Figure 2. An overview of our peer-to-peer Deep Federated Learning method. (a) A simplified version of an overlay graph. (b) The training methodology in the overlay graph. Note that blue arrows denote the local training process in each silo; red arrows denote the aggregation process between silos controlled by the overlay graph; yellow lines with a red cross indicate the non-sharing data between silos; the arrow indicates that the process is parallel.

Fig.2 illustrates our Deep Federated Learning (DFL) method. Our DFL follows the peer-to-peer FL setup with the goal to integrate a deep architecture into a fully decentralized setting that ensures convergence while achieving competitive results compared to the traditional Centralized Local Learning or SFL approach. In practice, we can consider a silo as an autonomous car. Each silo maintains a local learnable model and does not share its data with other silos. We represent the silos as vertices of a communication graph and the FL is performed on an overlay, which is a sub-graph of this communication graph.

Designing the Overlay

Let Gc=(V,Ec)\mathcal{G}_c = (\mathcal{V}, \mathcal{E}_c) is the connectivity graph that captures the possible direct communications among NN silos. V\mathcal{V} is the set of vertices (silos), while Ec\mathcal{E}_c is the set of communication links between vertices. Ni+\mathcal{N}_i^{+} and Ni\mathcal{N}_i^{-} are in-neighbors and out-neighbors of a silo ii, respectively. As in~\cite{marfoq2020throughput}, we note that it is unnecessary to use all the connections of the connectivity graph for FL. Indeed, a sub-graph called an overlay, Go=(V,Eo)\mathcal{G}_o = (\mathcal{V}, \mathcal{E}_o) can be generated from Gc\mathcal{G}_c. In our work, Go\mathcal{G}_o is the result of Christofides’ Algorithm~\cite{monnot2003approximation}, which yields a strong spanning sub-graph of Gc\mathcal{G}_c with minimal cycle time. One cycle time or time per communication round, in general, is the time that a vertex waits for messages from the other vertices to do a computational update.

In practice, one block cycle time of an overlay Go\mathcal{G}_o depends on the delay of each link (i,j)(i, j), denoted as do(i,j)d_o(i, j), which is the time interval between the beginning of a local computation at node ii, and the receiving of ii's messages by jj. Furthermore, without concerns about access links delays between vertices, our graph is treated as an edge-capacitated network with:

do(i,j)=s×Tc(i)+l(i,j)+MB(i,j)d_o(i,j) = s \times T_c(i) + l(i,j) + \frac{M}{B(i,j)}

where Tc(i)T_c(i) is the time to compute one local update of the model; ss is the number of local computational steps; l(i,j)l(i,j) is the link latency; MM is the model size; B(i,j)B(i,j) is available bandwidth of the path (i,j)(i,j). As in~\cite{marfoq2020throughput}, we set s=1s=1.

Training Algorithm

At each silo ii, the optimization problem to be solved is:

θi=argminθiEξDi[L(ξi,θi)]\theta_i^{*} = \underset{\theta_i}{\arg\min} \underset{\xi \sim \mathcal{D}_i}{\mathbb{E}}[\mathcal{L}(\xi_i, \theta_i)]

We apply the distributed federated learning algorithm, DPASGD, to solve the optimizations of all the silos. In fact, after waiting one cycle time, each silo ii will receive parameters θj\theta_j from its in-neighbor Ni+\mathcal{N}_i^{+} and accumulate these parameters multiplied with a non-negative coefficient from the consensus matrix A\mathbf{A}. It then performs ss mini-batch gradient updates before sending θi\theta_i to its out-neighbors Ni\mathcal{N}_i^{-}, and the algorithm keeps repeating. Formally, at each iteration kk, the updates are described as:

θi(k+1)={jNi+iAi,jθj(k), if k0(mods+1),θi(k)αk1mh=1mL(θi(k),ξi(h)(k)),otherwise.\theta_{i}\left(k + 1\right) = \begin{cases} \sum_{j \in \mathcal{N}_i^{+} \cup{i}}\textbf{A}_{i,j}{\theta}_{j}\left(k\right), \textit{ if k} \equiv 0 \pmod{s + 1},\\ {\theta}_{i}\left(k\right)-\alpha_{k}\frac{1}{m}\sum^m_{h=1}\nabla \mathcal{L}\left({\theta}_{i}\left(k\right),\xi_i^{\left(h\right)}\left(k\right)\right), \text{otherwise.} \end{cases}

where mm is the mini-batch size and αk>0\alpha_k > 0 is a potentially varying learning rate.

Federated Averaging

To compute the prediction of models in all silos, we compute the average model θ\theta using weight aggregation from all the local model θi\theta_i. The federated averaging process is conducted as follow:

θ=1i=0Nλii=0Nλiθi\theta = \frac{1}{\sum^N_{i=0}{\lambda_i}} \sum^N_{i=0}\lambda_{{i}} \theta_{{i}}

where NN is the number of silos; λi={0,1}\lambda_i = \{0,1\}. Note that λi=1\lambda_i = 1 indicates that silo ii joins the inference process and λi=0\lambda_i = 0 if not. The aggregated weight θ\theta is then used for evaluation on the testing set Dtest\mathcal{D}_{test}.

4. Network Architecture

One of the main challenges when training a deep network in FL is the imbalanced and non-IID (identically and independently distributed) problem in data partitioning across silos. To overcome this problem, the learning architecture should have an appropriate design to balance the trade-off between convergence ability and accuracy performance. In practice, the deep architecture has to deal with the high variance between silo weights when the accumulation process for all silos is conducted. To this end, we design a new Federated Autonomous Driving Network, which is based on ResNet8, as shown in Fig.3.

Figure 3. Human Tracking.

In particular, our proposed FADNet first comprises an input layer normalization to improve the stability of the abstract layer. This layer aims to handle different distributions of input images in each silo. Then, a convolution layer following by a max-pooling layer is added to encode the input. To handle the vanishing gradient problem, three residual blocks are appended with a following FC layer to extract ResBlock features. However, using residual blocks increases the variance of silo weights during the aggregation process and affects the convergence ability of the model. To address this problem, we add a Global Average Pooling layer (GAP) associated with each residual block. GAP is a non-weight pooling layer which sums out the spatial information from each residual block. Thus, it is not affected by the weighted variance problem. The output of each GAP layer is passed through an Accumulation layer to accrue the Support feature. The ResBlock feature and the Support feature from GAP layers are fed into the Aggregation layer to calculate the model loss in each silo.

In our design, the Accumulation and Aggregation layers aim to reduce the variance of the global model since we need to combine multiple model weights produced by different silos. In particular, the Accumulation layer is a variant of the fully connected (FC) layer. Instead of weighting the contribution of input nodes as in FC, the Accumulation layer weights the contribution of multiple features from input layers. The Accumulation layer has a learnable weight matrix wRnw \in \mathbb{R}^\text{n}. Its number of nodes is equal to the \text{n} number of input layers. Note that the support feature from the Accumulation layer has the same size as the input. Let F={f1,f2,...,fn},fhRdF = \{f_\text{1}, f_\text{2}, ..., f_\text{n}\}, \forall f_\text{h} \in \mathbb{R}^\text{d} be the collection of n\text{n} number of the features extracted from n\text{n} input GAP layers; d\text{d} is the unified dimension. The Accumulation outputs a feature fcRdf_\text{c} \in \mathbb{R}^\text{d} in each silo ii, and is computed as:

fc=Accumulation(F)i=h=1n(whfh)if_\text{c} = Accumulation(F)_i = \sum^{\text{n}}_{\text{h}=1}(w_\text{h}f_\text{h})_i

The Aggregation layer is a fusion between the ResBlock feature extracted from the backbone and the support feature from the Accumulation layer. For simplicity, we use the Hadamard product to compute the aggregated feature. This feature is then averaged to predict the steering angle. Let fsRdf_\text{s} \in \mathbb{R}^\text{d} be the ResBlock features extracted from the backbone. The output driving policy θi\theta_i of silo ii can be calculated as:

θi=Aggregation(fs,fc)i=(fsfc)ˉi\theta_i = Aggregation(f_\text{s}, f_\text{c})_i = \bar{(f_\text{s} \odot f_\text{c})}_i

where \odot denotes Hadamard product; ()ˉ\bar{(*)} denotes the mean and we set d=6,272\text{d} = 6,272.


In the next post, we will show the effectiveness and efficiency of FADNet during Federated Learning proccess.

Music-Driven Group Choreography (Part 3)

This is the final part of the series group dance choreography, In this part, we will provide detailed analyses of our proposed group dance generation method.


AIOZ-GDANCE Statistics

Figure 1. Distribution (%) of music genres (a) and dance styles (b) in our dataset.

In Figure 1, we show the distribution of music genres and dance styles in our dataset. As illustrated in Figure 1 (Left), Pop and Electronic are popular music genres while other music genres nearly share the same distribution. Meanwhile, on the right of Figure 1, Zumba, Aerobic, and Commercial are the dominant dance styles.

Figure 2. The correlation between dance styles and number of dancers (a); and between dance styles and music genres (b).

Figure 2 (Left) shows the number of dancers in each dance style. Naturally, we see that Zumba, Aerobic, and Commercial have more dancers. On the right of this figure, we illustrate the correlation between music genres and dance styles.

Evaluation Metrics

Similar to prior works on single-dance generation, we evaluate the generated motion quality by calculating the distribution distance between the generated and the ground-truth motions using Frechet Inception Distance (FID)[1, 2]. To evaluate how well the generated 3D motion correlates to the input music, we use the Motion-Music Consistency metric (MMC) [2,3]. We also evaluate our model's ability to generate diverse dance motions when given various input music by measuring Generation Diversity (GenDiv) [2,3].

To evaluate the group dancing quality, we propose three new metrics: Group Motion Realism (GMR), Group Motion Correlation (GMC), and Trajectory Intersection Frequency (TIF). Detailed calculations of these metrics are described as follows:

Group Motion Realism (GMR). To calculate the realism between generated and ground-truth group motion, we need to find a single unified representation for all dancers' motions in the scene. Based on the kinetic features of a single motion sequence [4], we propose to calculate Group Motion Realism (GMR), smaller is better. Specifically, for each entity, we compute the velocity of each element jj of the pose vector: vtn=yt+1nytnΔtv^n_t = \frac{y^n_{t+1} - y^n_t}{\Delta t} where Δt\Delta t is the time period between two consecutive frames. Note that the pose vector of each entity at each frame consists of the root orientation, root position and joint angles. The group kinetic features of a sequence is approximated by taking the logarithm of the total kinetic energy of all group entities as:

ej=log(1+1T1Nt=1Tn=1Nmj(vt,jn)2)e_j = \log \left(1 + \frac{1}{T}\frac{1}{N} \sum_{t=1}^T \sum_{n=1}^N m_j (v^n_{t,j})^2\right)

where mjm_j is the moment of inertia or mass of each joint. We assume that mjm_j is constant with respect to time and entity. Then, we split the sequence into smaller chunks and calculate the features of these chunks. This process is identical for both the generated and ground-truth sequences. Finally, we utilize these sets of features (from generated and ground-truth group dance) to calculate the GMR using the standard FID formulation as in [1].

Group Motion Correlation (GMC). We also evaluate the synchrony and the correlation between dancers within the generated group. We assume that the correlation of movements between individuals is likely to reflect their interaction in the choreography. For every pair of motions within a group, we first align the two motion sequences using Dynamic Time Warping algorithm based on the Euclidean distance in the joint position space (obtained by SMPL joint regressor). We then calculate the mean cross-correlations between the time-aligned motion pairs using the kinetic features [4]. The generated group motion correlation degree is then calculated as the average of all motion pairs.

Trajectory Intersection Frequency (TIF). For the generated group sequences, the intersection rate is calculated over all FF frames as:

TIR=Fi,j:ijI[intersect(M(yi),M(yj))]F,\text{TIR} = \frac{\sum_{F}\sum_{i,j : i\neq j} \mathbb{I}[\text{intersect}(M(y^i),M(y^j))]}{F},

where MM is the SMPL skinning function [5] which can output a 6890-vertices human mesh from the input pose parameters yy. intersect(x,y)\text{intersect}(x,y) is a function that returns 1 if the two meshes are intersect with each other and 0 otherwise. For TIF, smaller value is better and indicates less intersection of the generated group.

Cross-entity Attention Analysis

We compare our method with FACT [2]. FACT is a recent state-of-the-art method designed for single dance generation, thus giving our method an advantage. However, it is still the closest competing method as we propose a new group dance dataset that is not available for benchmarking before. We also analyse our method with and without using Cross-entity Attention. We train all methods with mini-batch containing all dancers within the group instead of sampling each dancer independently as in FACT’s original implementation.

Figure 3. Comparison between FACT and our GDanceR. Our method handles better the consistency and cross-body intersection problem between dancers.

Table 1 shows the method comparison between the baseline FACT[2] and our proposed GDanceR with and without Cross-entity Attention. The results show that GDanceR, especially with the Cross-entity Attention, outperforms the baseline by a large margin in all metrics. In Figure 3, we also visualize the example outputs of FACT and GDanceR. It is clear that FACT does not handle well the intersection problem. This is understandable as FACT is not designed for group dance generation, while our method with the Cross-entity Attention can deal with this problem better.

Table 1. Generation results comparison on AIOZ-GDANCE dataset. w/o CA denotes without using Cross-entity Attention.

Number of Dancers Analysis.

Table 2 demonstrates the generation results of our method when we want to generate different numbers of dancers. In general, the FID, GMR, and GMC metrics do not show much correlation with the numbers of generated dancers since the results are varied. On the other hand, MMC shows its stability among all setups (0.248\sim 0.248), which indicates that our network is robust in generating motion from given music regardless of the changing of initial positions. The generation diversity (GenDiv) decreases while the intersection frequency (TIF) increases when more dancers are generated. These results show that dealing with the collision during the group generation process is worth further investigation.

Table 2. Performance of our proposed method when increasing the number of generated dancers.

Dance Style Analysis

Figure 4. Examples of generated group motions from our method.

Different dance styles exhibit different challenges in group dance generation. As shown in Table 3, Aerobic and Zumba are quite similar for generating choreography as they usually focus on workout and sporty movements. Besides, while Commercial and Irish are easier for the model to reproduce the motions, Bollywood and Samba contain highly skilled movements that are challenging to capture and represent accurately. In Figure 4, we show the generated results of GDanceR with different dance styles. Our Supplementary Material and Demonstration Video also provide more examples.

Table 3. The results of different dance styles. These results are obtained by training the model on each dance style.

Ablation on Latent Motion Fusion.

We investigate different fusion strategies between the local motion hih^i and global-aware motion gig^i to obtain the final motion representation ziz^i. Specifically, we experiment with three settings: (i) No Fusion: the final motion is the global-aware motion obtained from our Cross-entity Attention (zi=giz^i = g^i); (ii) Concatenate: the final motion is the concatenation of the local and global-aware motion (zi=[hi;gi]z^i = [h^i; g^i]); (iii) Add: the final motion is the addition between local and global (zi=hi+giz^i = h^i + g^i). Table 4 summarizes the results. We find that fusing the motion by adding both the local and global motion features achieves the best results. In this strategy, the global information between entities is encoded to the local motion in an effective way so that the final motion retain the comprehensive information of their own past motion as well as the motion of every other entity. While in the concatenation, the model is prone to overfitting due to the redundant information of both the local and global representation. On the other hand, No Fusion can degrade the amount of information of the past motion, leading to insufficient input information and the Decoder may fail to generate the temporally-coherent motion aligned with the music.

Table 4. Ablation study on different fusion strategies for the latent motion representation.


In summary, we have introduced AIOZ-GDANCE, the largest dataset for audio-driven group dance generation. Our dataset contains in-the-wild videos and covers different dance styles and music genres. We then propose a strong baseline along with new evaluation metrics for group dance generation task. We also perform extensive experiments to validate our method on this interesting yet unexplored problem, using our new dataset and evaluation protocols. We hope that the release of our dataset will foster more research on audio-driven group choreography.


[1] Martin Heusel, Hubert Ramsauer, Thomas Unterthiner, Bernhard Nessler, and Sepp Hochreiter. Gans trained by a two time-scale update rule converge to a local nash equilibrium. NIPS 2017.

[2] Ruilong Li, Shan Yang, David A Ross, and Angjoo Kanazawa. Ai choreographer: Music-conditioned 3d dance generation with aist++. ICCV 2021

[3] Hsin-Ying Lee, Xiaodong Yang, Ming-Yu Liu, Ting-Chun Wang, Yu-Ding Lu, Ming-Hsuan Yang, and Jan Kautz. Dancing to music. NIPS 2019.

[4] Kensuke Onuma, Christos Faloutsos, and Jessica K Hodgins. Fmdistance: A fast and effective distance function for motion capture data. Eurographics 2008.

[5] Matthew Loper, Naureen Mahmood, Javier Romero, Gerard Pons-Moll, and Michael J. Black. SMPL: A skinned multi-person linear model. ACM Trans. Graphics, 2015

Music-Driven Group Choreography (Part 2)

In the previous post, we have introduced AIOZ-GDANCE, a new largescale in-the-wild dataset for music-driven group dance generation. On the basis of the new dataset, we introduce the first strong baseline for group dance generation that can jointly generate multiple dancing motions expressively and coherently.

Figure 1. The overall architecture of GDanceR. Our model takes in a music sequence and a set of initial positions, and then auto-regressively generates coherent group dance motions that are attuned to the input music.

Music-driven Group Dance Generation Method

Problem Formulation

Given an input music audio sequence {m1,m2,...,mT}\{m_1, m_2, ...,m_T\} with t={1,...,T}t = \{1,..., T\} indicates the index of music segments, and the initial 3D positions of NN dancers {τ01,τ02,...,τ0N}\{\tau^1_0, \tau^2_0, ..., \tau^N_0 \}, τ0iR3\tau^i_0 \in \mathbb{R}^{3}, our goal is to generate the group motion sequences {y11,...,yT1;...;y1n,...,yTn}\{y^1_1,..., y^1_T; ...;y^n_1,...,y^n_T\} where ytiy^i_t is the generated pose of ii-th dancer at time step tt. Specifically, we represent the human pose as a 72-dimensional vector y=[τ;θ]y = [\tau; \theta] where τ\tau, θ\theta represent the root translation and pose parameters of the SMPL model [1], respectively.

In general, the generated group dance motion should meet the two conditions: (i) consistency between the generated dancing motion and the input music in terms of style, rhythm, and beat; (ii) the motions and trajectories of dancers should be coherent without cross-body intersection between dancers. To that end, we propose the first baseline method, for group dance generation that can jointly generate multiple dancing motions expressively and coherently. Figure 1 shows the architecture of our proposed Music-driven 3D Group Dance generatoR (GDanceR), which consists of three main components:

  • Transformer Music Encoder.
  • Initial Pose Generator.
  • Group Motion Generator.

Transformer Music Encoder

From the raw audio signal of the input music, we first extract music features using the available audio processing library Librosa. Concretely, we extract the mel frequency cepstral coefficients (MFCC), MFCC delta, constant-Q chromagram, tempogram, onset strength and one-hot beat, which results in a 438-dimensional feature vector. We then encode the music sequence M={m1,m2,...,mT}M =\{m_1, m_2, ...,m_T\}, mtR438m_t \in \mathbb{R}^{438} into a sequence of hidden representation {a1,a2,...,aT}\{a_1, a_2,..., a_T\}, atRdaa_t \in \mathbb{R}^{d_a}. In practice, we utilize the self-attention mechanism of transformer [2] to effectively encode the multi-scale information and the long-term dependency between music frames. The hidden audio at each time step is expected to contain meaningful structural information to ensure that the generated dancing motion is coherent across the whole sequence.

Specifically, we first embed the music features mtm_t using a Linear layer followed by Positional Encoding to encode the time ordering of the sequence.

U=PE(MWau)U = \text{PE}({M} W^u_a)

where PE\text{PE} denotes the Positional Encoding, and WauR438×daW^u_a \in \mathbb{R}^{438 \times d_a} is the parameters of the linear projection layer. Then, the hidden audio information can be calculated using self-attention mechanism:

A=FF(softmax((UqUk)Tdk)Uv),Uq=UWaq,Uk=UWak,Uv=UWav\\ \mathbb{A} = \text{FF}(\text{softmax}\left(\frac{(U^q U^k)^T}{\sqrt{d_{k}}} \right) U^v ), \\ U^q = U W^q_a, \quad U^k = U W^k_a, \quad U^v = UW^v_a

where Waq,WakRda×dkW^q_a, W^k_a \in \mathbb{R}^{d_a \times d_k}, and WavRda×dvW^v_a \in \mathbb{R}^{d_a \times d_v} are the parameters that transform the linear embedding audio UU into a query UqU^q, a key UkU^k, and a value UvU^v respectively. dad_a is the dimension of the hidden audio representation while dkd_k is the dimension of the query and key, and dvd_v is the dimension of value. FF\text{FF} is a feed-forward neural network.

Initial Pose Generator

Figure 2.The Transformer Music Encoder encodes the acoustic and rhythmic information to generate the initial poses from the input positions.

Given the initial positions of all dancers, we generate the initial poses by combing the audio feature with the starting positions. We aggregate the audio representation by taking an average over the audio sequence. The aggregated audio is then concatenated with the input position and fed to a multilayer perceptron (MLP) to predict the initial pose for each dancer:

y0i=MLP([1Tt=1Tat;τ0i]),y^i_0 = \text{MLP}\left( \left[\frac{1}{T}\sum_{t=1}^T a_t ; \tau^i_0 \right] \right),

where [;][;] is the concatenation operator, τ0i\tau^i_0 is the initial position of the ii-th dancer.

Group Motion Generator

Figure 3. The Group Motion Generator auto-regressively generates coherent group dance motions based on the encoded acoustic information.

To generate the group dance motion, we aim to synthesize the coherent motion of each dancer such that it aligns well with the input music. Furthermore, we also need to maintain global consistency between all dancers. As shown in Figure 3, our Group Generator comprises a Group Encoder to encode the group sequence information and an MLP Decoder to decode the hidden representation back to the human pose space. To effectively extract both the local motion and global information of the group dance sequence through time, we design our Group Encoder based on two factors: Recurrent Neural Network [3] to capture the temporal motion dynamics of each dancer, and Attention mechanism [2] to encode the spatial relationship of all dancers.

Specifically, at each time step, the pose of each dancer in the previous frame yt1iy^i_{t-1} is sent to an LSTM unit to encode the hidden local motion representation htih^i_t:


To ensure the motions of all dancers have global coherency and discourage strange effects such as cross-body intersection, we introduce the Cross-entity Attention mechanism. In particular, each individual motion representation is first linearly projected into a key vector kik^i, a query vector qiq^i and a value vector viv^i as follows: \begin{equation} k^i = h^i W^{k}, \quad q^i = h^i W^{q}, \quad v^i = h^i W^{v}, \end{equation} where Wq,WkRdh×dkW^q, W^k \in \mathbb{R}^{d_h \times d_k}, and WvRdh×dvW^v \in \mathbb{R}^{d_h \times d_v} are parameters that transform the hidden motion hh into a query, a key, and a value, respectively. dkd_k is the dimension of the query and key while dvd_v is the dimension of the value vector. To encode the relationship between dancers in the scene, our Cross-entity Attention also utilizes the Scaled Dot-Product Attention as in the Transformer [3].

Figure 4. The Group Encoder learns to encode the relations among dancers through our proposed Cross-entity Attention mechanism.

In practice, we find that people having closer positions to each other tend to have higher correlation in their movement. Therefore, we adopt Spacial Encoding strategy to encode the spacial relationship between each pair of dancers. The Spacial Encoding between two entities based on their distance in the 3D space is defined as follows:

eij=exp(τiτj2dτ),e_{ij} = \exp\left(-\frac{\Vert \tau^i - \tau^j \Vert^2}{\sqrt{d_{\tau}}}\right),

where dτd_{\tau} is the dimension of the position vector τ\tau. Considering the query qiq^i, which represents the current entity information, and the key kjk^j, which represents other entity information, we inject the spatial relation information between these two entities onto their cross attention coefficient:

αij=softmax((qi)kjdk+eij).\alpha_{ij} = \text{softmax}\left(\frac{(q^i)^\top k^j}{\sqrt{d_k}} + e_{ij}\right).

To preserve the spatial relative information in the attentive representation, we also embed them into the hidden value vector and obtain the global-aware representation gig^i of the ii-th entity as follows:

gi=j=1Nαij(vj+eijγ),g^i = \sum_{j=1}^N\alpha_{ij}(v^j + e_{ij}\gamma),

where γRdv\gamma \in \mathbb{R}^{d_v} is the learnable bias and scaled by the Spacial Encoding. Intuitively, the Spacial Encoding acts as the bias in the attention weight, encouraging the interactivity and awareness to be higher between closer entities. Our attention mechanism can adaptively attend to each dancer and others in both temporal and spatial manner, thanks to the encoded motion as well as the spatial information.

We then fuse both the local and global motion representation by adding hih^i and gig^i to obtain the final latent motion ziz^i. Our final global-local representation of each entity is expected to carry the comprehensive information of their own past motion as well as the motion of every other entity, enabling the MLP Decoder to generate coherent group dancing sequences. Finally, we generate the next movement yti{y}^i_t based on the final motion representation ztiz^i_t as well as the hidden audio representation ata_t, and thus can capture the fine-grained correspondence between music feature sequence and dance movement sequence:

yti=MLP([zti;at]).y^i_t = \text{MLP}([z^i_t; a_t]).

Built upon these components, our model can effectively learn and generate coherent group dance animation given several pieces of music. In the next part, we will go through the experiments and detailed studies of the method.


[1] Matthew Loper, Naureen Mahmood, Javier Romero, Gerard Pons-Moll, and Michael J. Black. SMPL: A skinned multiperson linear model. ACM Trans. Graphics, 2015

[2] Vaswani A, Shazeer N, Parmar N, Uszkoreit J, Jones L, Gomez AN, Kaiser Ł, Polosukhin I. Attention is all you need. NIPS 2017.

[3] Hochreiter S, Schmidhuber J. Long short-term memory. Neural computation. 1997 Nov 15;9(8):1735-80.

Music-Driven Group Choreography (Part 1)

Dancing is an important part of human culture and remains one of the most expressive physical art and communication forms. With the rapid development of digital social media platforms, creating dancing videos has gained significant attention from social communities. As a result, millions of dancing videos are created and watched daily on online platforms. Recently, studies of how to create natural dancing motion from music have attracted great attention in the research community.

Figure 1. We demonstrate the AIOZ-GDANCE dataset with in-the-wild videos, music audio, and 3D group dance motion.

Nevertheless, generating dance motion for a group of dancers remains an open problem and have not been well-investigated by the community yet. Motivated by these shortcomings and to foster research on group choreography, we establish AIOZ-GDANCE, a new largescale in-the-wild dataset for music-driven group dance generation. Unlike existing datasets that only support single dance, our new dataset contains group dance videos as shown in Figure 1, hence supporting the study of group choreography. On the basis of the new dataset, we propose the first strong baseline for group dance generation that can jointly generate multiple dancing motions expressively and coherently.

Dataset Construction

Figure 2. The pipeline of making our AIOZ-GDANCE dataset.

In this section, we will elaborate and describe the process to build our dataset from a large variety of videos available on the internet. Because our main goal is to develop a large-scale dataset with in-the-wild videos, setting up a MoCap system as in many classical approaches is not feasible. However, manually creating 3D groundtruth for millions of frames from dancing videos is also an extremely costly and tedious job. To that end, we propose a semi-automatic labeling method with humans in the loop to obtain the 3D ground truth for our dataset. The process to construct the data includes the five following key steps:

  1. Video collection
  2. Human Tracking
  3. Human Pose Estimation
  4. Local Fitting for Invidual Motions
  5. Global Scene Optimization

Data Collection and Preprocessing

Figure 3. Human Tracking.

Video Collection. We collect the in-the-wild, public domain group dancing videos along with the music from Youtube, Tiktok, and Facebook. All group dance videos are processed at 1920 × 1080 resolution and 30FPS.

Human Tracking. We perform tracking for all humans in the videos using the state-of-the-art multi-object tracker [1] to obtain the tracking bounding boxes. Note that although the tracker can produce reasonable results, there are failure cases in some frames. Therefore, we manually correct the bounding box of the incorrect cases. This tracking correction is crucial since we want the trajectory of each person to be accurately tracked in order to reconstruct their motion in latter stages.

Pose Estimation. Given the bounding boxes of each person in the video, we leverage a state-of-the-art 2D pose estimation method [2] to generate the initial 2D poses for each person. In practice, there exist some inaccurately detected keypoints due to motion blur and partial occlusion. We manually fix the incorrect cases to obtain the 2D keypoints of each human bounding box.

Local Mesh Fitting

Figure 4. Local Mesh Fitting.

To construct 3D group dance motion, we first reconstruct the full body motion for each dancer by fitting the 3D mesh. We then jointly optimize all dancer motions to construct the globally-coherent group motion. Finally, we post-process and remove wrong cases from the optimization results.

We use SMPL model [3] to represent the 3D human. The SMPL model is a differentiable function that maps the pose parameters θ\mathbf{\theta}, the shape parameters β\mathbf{\beta}, and the root translation τ\mathbf{\tau} into a set of 3D human body mesh vertices VR6890×3\mathbf{V}\in \mathbb{R}^{6890\times3} and 3D joints XRJ×3\mathbf{X}\in \mathbb{R}^{J\times3}, where JJ is the number of body joints.

Our optimizing motion variables for each individual dancer consist of a sequence of SMPL joint angles {θt}t=1T\{\mathbf{\theta}_t\}_{t=1}^T, a sequence of the root translation {τt}t=1T\{\mathbf{\tau}_t\}_{t=1}^T, and a single SMPL shape parameter β\mathbf{\beta}. We fit the sequence of SMPL motion variables to the tracked 2D keypoints by extending SMPLify-X framework [4] across the whole video sequence:

Elocal=EJ+λθEθ+λβEβ+λSES+λFEFE_{\rm local} = E_{\rm J} + \lambda_{\theta}E_{\theta} + \lambda_{\beta} E_{\beta} + \lambda_{\rm S}E_{\rm S} + \lambda_{\rm F}E_{\rm F}


  • EJE_{\rm J} is the 2D reprojection term between the 2D keypoints and the 2D projection of the corresponding 3D poses.
  • EθE_{\theta} is the pose prior term from the latent space of the VPoser model [4] to encourage plausible human pose.
  • EβE_{\beta} is the shape prior term to regularize the body shape towards the mean shape of the SMPL body model.
  • ES=t=1T1θt+1θt2+j=1Jt=1T1Xj,t+1Xj,t2E_{\rm S} = \sum_{t=1}^{T-1}\Vert \mathbf{\theta}_{t+1} - \mathbf{\theta}_{t} \Vert^2 + \sum_{j=1}^J\sum_{t=1}^{T-1}\Vert \mathbf{X}_{j,t+1} - \mathbf{X}_{j,t} \Vert^2 is the smoothness term to encourage the temporal smoothness of the motion.
  • EF=t=1T1jFcj,tXj,t+1Xj,t2E_{\rm F} = \sum_{t=1}^{T-1} \sum_{j \in \mathcal{F}} c_{j,t}\Vert \mathbf{X}_{j,t+1} - \mathbf{X}_{j,t} \Vert^2 is to ensure feet joints to stay stationary when in contact (zero velocity). Where F\mathcal{F} is the set of feet joint indexes, cj,tc_{j,t} is the feet contact of joint jj at time tt.

Global Optimization

Figure 5. Global Optimization.

Given the 3D motion sequence of each dancer pp: {θtp,τtp}\{\mathbf{\theta}^p_t, \mathbf{\tau}^p_t\}, we further resolve the motion trajectory problems in group dance by solving the following objective:

Eglobal=EJ+λpenEpen+λregpEreg(p)+λdepp,p,tEdep(p,p,t)+λgcpEgc(p)E_{\rm global} = E_{\rm J} + \lambda_{\rm pen}E_{\rm pen} + \lambda_{\rm reg}\sum_{p}E_{\rm reg}(p) + \lambda_{\rm dep}\sum_{p,p',t}E_{\rm dep}(p,p',t) + \lambda_{\rm gc}\sum_{p}E_{\rm gc}(p)

EpenE_{\rm pen} is the Signed Distance Function penetration term to prevent the overlapping of reconstructed motions between dancers.

Ereg(p)=t=1Tθtpθ^tp2{E_{\rm reg}(p) =\sum_{t=1}^T\Vert \mathbf{\theta}^p_t - \hat{\mathbf{\theta}}^p_t\Vert^2} is the regularization term that prevents the motion from deviating too much from the prior optimized individual motion {θ^tp}\{\hat{\mathbf{\theta}}^p_t\} obtained by optimizing the local mesh for dancer pp.

In practice, we find that the relative depth ordering of dancers in the scene can be inconsistent due to the ambiguity of the 2D projection. To ensure the group motion quality, we watch the videos and manually provide the ordinal depth relation information of all dancers in the scene at each frame tt as follows:

rt(p,p)={1,if dancer p is closer than p1,if dancer p is farther than p0,if their depths are roughly equalr_t(p,p') = \begin{cases} 1, &\text{if dancer } p \text{ is closer than } p' \\ -1, &\text{if dancer } p \text{ is farther than } p' \\ 0, &\text{if their depths are roughly equal} \end{cases}

Given the relative depth information, we derive the depth relation term EdepE_{\rm dep}. This term encourages consistent ordinal depth relation between the motion trajectories of multiple dancers, especially when dancers partially occlude each other:

Edep(p,p,t)={log(1+exp(ztpztp)),rt(p,p)=1log(1+exp(ztp+ztp)),rt(p,p)=1(ztpztp)2,rt(p,p)=0E_{\rm dep}(p,p',t) = \begin{cases} \log(1+\exp(z^p_t - z^{p'}_t)), &r_t(p,p')=1 \\ \log(1+\exp(-z^p_t + z^{p'}_t)), &r_t(p,p')=-1 \\ (z^p_t - z^{p'}_t)^2, &r_t(p,p')=0 \\ \end{cases}

where ztpz^p_t is the depth component of the root translation τtp\mathbf{\tau}^p_t of the person pp at frame tt. Intuitively, for r(p,p)=1r(p,p')=1, zpz_p should be smaller than zpz_{p'} and otherwise.

Finally, we apply the global ground contact constraint EgcE_{\rm gc} to further ensure consistency between the motion of every person and the environment based on the ground contact information. This contact term is also needed to reduce the artifacts such as foot-skating, jittering, and penetration under the ground.

Egc(p)=t=1T1jFcj,tpXj,t+1pXj,tp2+cj,tp(Xj,tpf)n2E_{\rm gc}(p) = \sum_{t=1}^{T-1} \sum_{j \in \mathcal{F}} c^p_{j,t}\Vert \mathbf{X}^p_{j,t+1} - \mathbf{X}^p_{j,t} \Vert^2 + c^p_{j,t} \Vert (\mathbf{X}^p_{j,t} - \mathbf{f})^\top \mathbf{n}^* \Vert^2

where F\mathcal{F} is the set of feet joint indexes, n\mathbf{n}^* is the estimated plane normal and f\mathbf{f} is a 3D fixed point on the ground plane. The first term in Equation~\ref{eq_Egc} is the zero velocity constraint when the feet are in contact with the ground, while the second term encourages the feet position to stay near the ground when in contact. To obtain the ground plane parameters, we initialize the plane point f\mathbf{f} as the weighted median of all contact feet positions. The plane normal n\mathbf{n}^* is obtained by optimizing a robust Huber objective:

n=argminnXfeetH((Xfeetf)nn)+nn12,\mathbf{n}^* = \arg\min_{\mathbf{n}} \sum_{\mathbf{X}_{\rm feet}} \mathcal{H}\left((\mathbf{X}_{\rm feet} - \mathbf{f})^\top \frac{\mathbf{n}}{\Vert\mathbf{n}\Vert}\right) + \Vert \mathbf{n}^\top\mathbf{n} - 1 \Vert^2,

where H\mathcal{H} is the Huber loss function, Xfeet\mathbf{X}_{\rm feet} is the 3D feet positions of all dancers across the whole sequence that are labelled as in contact (i.e., cj,tp=1c^p_{j,t} = 1) .

How will AIOZ-GDANCE be useful to the community?

We bring up some interesting research directions that can be benefited from our dataset:

  • Group Dance Generation
  • Human Pose Tracking
  • Dance Education
  • Dance style transfer
  • Human behavior analysis

While single-person choreography is a hot research topic recently, group dance generation has not yet well investigated. We hope that the release of our dataset will foster more this research direction.


[1] Peize Sun, Jinkun Cao, Yi Jiang, Zehuan Yuan, Song Bai, Kris Kitani, and Ping Luo. Dancetrack: Multi-object tracking in uniform appearance and diverse motion. In CVPR, 2022

[2] Hao-Shu Fang, Shuqin Xie, Yu-Wing Tai, and Cewu Lu. RMPE: Regional multi-person pose estimation. In ICCV, 2017.

[3] Matthew Loper, Naureen Mahmood, Javier Romero, Gerard Pons-Moll, and Michael J. Black. SMPL: A skinned multiperson linear model. ACM Trans. Graphics, 2015

[4] Georgios Pavlakos, Vasileios Choutas, Nima Ghorbani, Timo Bolkart, Ahmed A. A. Osman, Dimitrios Tzionas, and Michael J. Black. Expressive body capture: 3d hands, face, and body from a single image. In CVPR, 2019.

Global-Local Attention for Context-aware Emotion Recognition (Part 2)

In this part, we will conduct experiements for validating the effectiveness of our proposed Global-Local Attention for Context-aware Emotion Recognition. Here, we only focus on static images with background context as our input. Therefore, we choose the static CAER (CAER-S) dataset [2] to validate our method. However, while experimenting with the CAER-S dataset, we observe that there is a correlation between images in the training and the test sets, which can make the model less robust to changes in data and may not generalize well on unseen samples. More specifically, many images in the training and the test set of the CAER-S dataset are extracted from the same video, hence making them look very similar to each other. To properly evaluate the models, we propose a new way to extract static frames from the CAER video clips to create a new static image dataset called Novel CAER-S (NCAER-S). In particular, for each video in the original CAER dataset, we split the video into multiple parts. Then we randomly select one frame of each part to include in the new NCAER-S dataset. Any original video that provides frames for the training set will be removed from the testing set. This process assures the new dataset is novel while the training frames and testing frames are never from one original input video.

Context-aware emotion recognition results

Table 1. Comparison with recent methods on the CAER-S dataset.

Table 1 summarizes the results of our network and other recent state-of-the-art methods on the CAER-S dataset [2]. This table clearly shows that integrating our GLA module can significantly improve the accuracy performance of the recent CAER-Net. In particular, our GLAMOR-Net (original) achieves 77.90% accuracy, which is a +4.38% improvement over the CAER-Net-S. When compared with other recent state-of-the-art approaches, the table clearly demonstrates that our GLAMOR-Net (ResNet-18) outperforms all those methods and achieves a new state-of-the-art performance with an accuracy of 89.88%. This result confirms our global-local attention mechanism can effectively encode both facial information and context information to improve the human emotion classification results.

Component Analysis

To further analyze the contribution of each component in our proposed method, we experiment with 4 different input settings on the NCAER-S dataset: (i) face only, (ii) context only with the facial region being masked, (iii) context only with the facial region visible, and (iv) both face and context (with masked face). When the context information is used, we compare the performance of the model with different context attention approaches. Note that to compute the saliency map with the proposed GLA in the (ii) and (iii) setting, we extract facial features using the Facial Encoding Module, however, these features are only used as the input of the GLA module to guide the context attention map learning process and not as the input of the Fusion Network to predict the emotion category. The results of these settings are summarized in Table 2.

Table 2. Ablation study of our proposed method on the NCAER-S dataset. w/F, w/mC, w/fC, w/CA, w/GLA denote using the output of the Facial Encoding Module, the Context Encoding Module with masked faces as input, the Context Encoding Module with visible faces as input, the standard attention in [2] and our proposed GLA, respectively, as input to the Fusion Network.

The results clearly show that our GLA consistently helps improve performance in all settings. Specifically, in setting (ii), using our GLA achieves an improvement of 1.06\% over method without attention. Our GLA also improves the performance of the model when both facial and context information is used to predict emotion. Specifically, our model with GLA achieves the best result with an accuracy of 46.91\%, which is higher than the method with no attention 3.72\%. The results from Table 2 show the effectiveness of our Global-Local Attention module for the task of emotion recognition. They also verify that the use of both the local face region and global context information is essential for improving emotion recognition accuracy.

Qualitative Analysis

Figure 5 shows the qualitative visualization with learned attention maps obtained by our method GLAMOR-Net in comparison with CAER-Net-S. It can be seen that our Global-Local Attention mechanism produces better saliency maps and helps the model attend to the right discriminative regions in the surrounding background than the attention map produced by CAER-Net-S. As we can see, our model is able to focus on the gesture of the person (Figure 5f) and also the face of surrounding people (Figure 5c and 5d) to infer the emotion accurately.

Figure 5.Visualization of the attention maps. From top to bottom: original image in the NCAER-S dataset, image with masked face, attention map of the CAER-Net-S, and attention map of our GLAMOR-Net.

Figure 6 shows some emotion recognition results of different approaches on the CAER-S dataset. More specifically, the first two rows (i) and (ii) contain predictions of the CAER-Net-S while the last two rows (iii) and (iv) show the results of our GLAMOR-Net. In some cases, our model was able to exploit the context effectively to perform inference accurately. For instance, with the same sad image input (shown on the (i) and (iii) rows), the CAER-Net-S misclassified it as neutral while the GLAMOR-Net correctly recognized the true emotion category. It might be because our model was able to identify that the man was hugging and appeasing the woman and inferred that they were sad. Another example is shown on the (i) and (iii) rows of the fear column. Our model classified the input accurately, while the CAER-Net-S is confused between the facial expression and the wedding surrounding, thus incorrectly predicted the emotion as happy.

Figure 5. Example predictions on the test set. The first two rows (i) and (ii) show the results of the CAER-Net-S while the last two rows (iii) and (iv) demonstrate predictions of our GLAMOR-Net. The columns names from (a) to (g) denote the ground-truth emotion of the images.


We have presented a novel method to exploit context information more efficiently by using the proposed globallocal attention model. We have shown that our approach can noticeably improve the emotion classification accuracy compared to the current state-of-the-art results in the context-aware emotion recognition task. The results on the context-aware emotion recognition datasets consistently demonstrate the effectiveness and robustness of our method.


[1] Chorowski, J., Bahdanau, D., Serdyuk, D., Cho, K., Bengio, Y.: Attention-based models for speech recognition. In NIPS, 2015.

[2] Lee, J., Kim, S., Kim, S., Park, J., Sohn, K.: Context-aware emotion recognition networks. In ICCV, 2019.

Global-Local Attention for Context-aware Emotion Recognition (Part 1)

Automatic emotion recognition has been a longstanding problem in both academia and industry. It enables a wide range of applications in various domains, ranging from healthcare, surveillance to robotics and human-computer interaction. Recently, significant progress has been made in the field and many methods have demonstrated promising results. However, recent works mainly focus on facial regions while ignoring the surrounding context, which is shown to play an important role in the understanding of the perceived emotion, especially when the emotions on the face are ambiguous or weakly expressed (see the examples in Figure 1).

Figure 1. Facial expression information is not always sufficient to infer people's emotions, especially when facial regions can not be seen clearly or are occluded.

We hypothesize that the local information (i.e., facial region) and global information (i.e., context background) have a correlative relationship, and by simultaneously learning the attention using both of them, the accuracy of the network can be improved. This is based on the fact that the emotion of one person can be indicated by not only the face’s emotion (i.e., local information) but also other context information such as the gesture, pose, or emotion/pose of a nearby person. To that end, we propose a new deep network, namely, Global-Local Attention for Emotion Recognition Network (GLAMOR-Net), to effectively recognize human emotions using a novel global-local attention mechanism. Our network is designed to extract features from both facial and context regions independently, then learn them together using the attention module. In this way, both the facial and contextual information is used altogether to infer human emotions.


Figure 2. The architecture of our proposed network. The whole process includes three steps. We extract the facial information (local) and context information (global) using two Encoding Modules. We then perform attention inference on the global context using the Global-Local Attention mechanism. Lastly, we fuse both features to determine the emotion.
Figure 2 shows an overview of our method. Specifically, we assume that emotions can be recognized by understanding the context components of the scene together with the facial expression. Our method aims to do emotion recognition in the wild by incorporating both facial information of the person’s face and contextual information surrounding that person. Our model consists of three components: Encoding Module, Global-Local Attention (GLA) Module, and Fusion Module. Our key design is the novel GLA module, which utilizes facial features as the local information to attend better to salient locations in the global context.

Face and Context Encoding

Our Encoding Module comprises the Facial Encoding Module to learn the face-specific features, and the Context Encoding Module to learn the context-specific features. Specifically, both the Face Encoding and Context Enconding Module are built on several convolutional layers to extract meaningful features from the corresponding input. Each module is comprised of five convolutional layers followed by a Batch Normalization layer an ReLU activation function. The number of filters starts with 32 in the first layer, increasing by a factor of 2 at each subsequent layer except the last one. Our network ends up with 256-channel feature map, which is the embedded representation with respect to the input image. In practice, we also mask the facial regions in the raw input to prevent the attention module from only focusing on the facial region while omitting the context information in other parts of the image.

Global-Local Attention

Inspired by the attention mechanism [1], to model the associative relationship of the local information (i.e., the facial region in our work) and global information (i.e., the surrounding context background), we propose the Global-Local Attention Module to guide the network focus on meaningful regions (Figure 3). In particular, our attention mechanism models the hidden correlation between the face and different regions in the context by capturing their similarity.

Figure 3. The proposed Global-Local Attention module takes the extracted face feature vector and the context feature map as the input to perform context attention inference.

We first reduce the facial feature map Ff\mathbf{F}_f into vector representation using the Global Pooling operator, denoted as vf\mathbf{v}_f. The context feature map can be viewed as a set of Wc×HcW_c \times H_c vectors with DcD_c dimensions, each vector in each cell (i,j)(i,j) represents the embedded features at that location with the corresponding patch in the input image. Therefore, at each region (i,j)(i,j) in the context feature map, we have Fc(i,j)=vi,j\mathbf{F}_c^{(i,j)} = \mathbf{v}_{i,j}.

We then concatenate [vf;vi,j][\mathbf{v}_f; \mathbf{v}_{i,j}] into a holistic vector vˉi,j\bar{\mathbf{v}}_{i,j}, which contains both information about the face and some small regions of the scene. We then employ a feed-forward neural network to compute the score corresponding to that region by feeding vˉi,j\bar{\mathbf{v}}_{i,j} into the network. By applying the same process for all regions, each region (i,j)(i,j) will output a raw score value si,js_{i,j}, we spatially apply the Softmax function to produce the attention map ai,j=Softmax(si,j)a_{i,j} = \text{Softmax}(s_{i,j}). To obtain the final context representation vector, we squish the feature maps by taking the average over all the regions weighted by ai,ja_{i,j} as follow:

vc=ΣiΣj(ai,jvi,j)\mathbf{v}_c = \Sigma_i\Sigma_j(a_{i,j} \odot \mathbf{v}_{i,j})

where vcRDc\mathbf{v}_c \in \mathbb{R}^{D_c} is the final single vector encoding the context information Intuively, vc\mathbf{v}_c mainly contains information from regions that have high attention, while other nonessential parts of the context are mostly ignored. With this design, our attention module can guide the network focus on important areas based on both facial information and context information of the image.

Face and Context Fusion

Figure 4. Detailed illustration of the Adaptive Fusion.

The Fusion Module takes the face vf\mathbf{v}_f and the context reprsentation vc\mathbf{v}_c as inputs, then the face score and context score are produced separately by two neural networks:

sf=F(vf;ϕf),sc=F(vc;ϕc)s_f = \mathcal{F}(\mathbf{v}_f; \phi_f), \quad\quad s_c = \mathcal{F}(\mathbf{v}_c; \phi_c)

where ϕf\phi_f and ϕc\phi_c are the network parameters of the face branch and context branch, respectively. Next, we normalize these scores by the Softmax function to produce weights for each face and context branch

wf=exp(sf)exp(sf)+exp(sc),wc=exp(sc)exp(sf)+exp(sc)w_f = \frac{\exp(s_f)}{\exp(s_f)+\exp(s_c)}, \quad w_c = \frac{\exp(s_c)}{\exp(s_f)+\exp(s_c)}

In this way, we let the two networks competitively determine which branch is more useful than the other. Then we amplify the more useful branch and lower the effect of the other by multiplying the extracted features with the corresponding weight:

vfvfwf,vcvcwc\mathbf{v}_f \leftarrow \mathbf{v}_f \odot w_f , \quad\quad \mathbf{v}_c \leftarrow \mathbf{v}_c \odot w_c

Finally, we use these vectors to estimate the emotion category. Specifically, in our experiments, after multiplying both vf\mathbf{v}_f and vc\mathbf{v}_c by their corresponding weights, we concatenate them together as the input for a network to make final predictions. Figure 4 shows our fusion procedure in detail.


[1] Chorowski, J., Bahdanau, D., Serdyuk, D., Cho, K., Bengio, Y.: Attention-based models for speech recognition. In NIPS, 2015.

[2] Lee, J., Kim, S., Kim, S., Park, J., Sohn, K.: Context-aware emotion recognition networks. In ICCV, 2019.

Uncertainty-aware Label Distribution Learning for Facial Expression Recognition (Part 1)

Facial expression recognition (FER) plays an important role in understanding people's feelings and interactions between humans. Recently, automatic emotion recognition has gained a lot of attention from the research community due to its tremendous applications in education, healthcare, human analysis, surveillance or human-robot interaction. Recent FER methods are mostly based on deep learning and can achieve impressive results. The success of deep models can be attributed to large-scale FER datasets [1][2]. However, ambiguities of facial expression is still a key challenge in FER. Specifically, people with different backgrounds might perceive and interpret facial expressions differently, which can lead to noisy and inconsistent annotations. In addition, real-life facial expressions usually manifest a mixture of feelings rather than only a single emotion.

Motivation and Proposed Solution

Figure 1. Examples of real-world ambiguous facial expressions that can lead to noisy and inconsistent annotation.

As an example, Figure 1 shows that people may have different opinions about the expressed emotion, particularly in ambiguous images. Consequently, a distribution over emotion categories is better than a single label because it takes all sentiment classes into account and can cover various interpretations, thus mitigating the effect of ambiguity. However, existing large-scale FER datasets only provide a single label for each sample instead of a label distribution, which means we do not have a comprehensive description for each facial expression. This can lead to insufficient supervision during training and pose a big challenge for many FER systems.

To overcome the ambiguity problem in FER, we proposes a new uncertainty-aware label distribution learning method that constructs emotion distributions for training samples. Specifically, we leverage the neighborhood information of samples that have similar expressions to construct the emotion distributions from single labels and utilize them as training supervision signal.



We denote xX\mathbf{x} \in \mathcal{X} as the instance variable in the input space X\mathcal{X} and xi\mathbf{x}^{i} as the particular ii-th instance. The label set is denoted as Y={y1,y2,...,ym}\mathcal{Y} = \{y_1, y_2,..., y_m\} where mm is the number of classes and yjy_j is the label value of the jj-th class. The logical label vector of xi\mathbf{x}^{i} is indicated by li\mathbf{l}^{i} = (ly1i,ly2i,...,lymi)(l^{i}_{y_1}, l^{i}_{y_2}, ..., l^{i}_{y_m}) with lyji{0,1}\mathbf{l}^{i}_{y_j} \in \{0, 1\} and l1=1\| \mathbf{l} \| _1 = 1. We define the label distribution of xi\mathbf{x}^{i} as di\mathbf{d}^{i} = (dy1i,dy2i,...,dymi)(d^{i}_{y_1}, d^{i}_{y_2}, ..., d^{i}_{y_m}) with d1=1\| \mathbf{d} \| _1 = 1 and dyji[0,1]d^{i}_{y_j} \in [0, 1] representing the relative degree that xi\mathbf{x}^{i} belongs to the class yjy_j.

Most existing FER datasets assign only a single class or equivalently, a logical label li\mathbf{l}^{i} for each training sample xi\mathbf{x}^{i}. In particular, the given training dataset is a collection of nn samples with logical labels DlD_l = {(xi,li)1in}\{ (\mathbf{x}^{i}, \mathbf{l}^{i}) \vert 1 \le i \le n\}. However, we find that a label distribution di\mathbf{d}^i is a more comprehensive and suitable annotation for the image than a single label.

Inspired by the recent success of label distribution learning (LDL) in addressing label ambiguity [3], we aim to construct an emotion distribution di\mathbf{d}^i for each training sample xi\mathbf{x}^i, thus transform the training set DlD_l into DdD_d = {(xi,di)1in}\{ (\mathbf{x}^{i}, \mathbf{d}^{i}) \vert 1 \le i \le n\}, which can provide richer supervision information and help mitigate the ambiguity issue. We use cross-entropy to measure the discrepancy between the model's prediction and the constructed target distribution. Hence, the model can be trained by minimizing the following classification loss:

Lcls=i=1nCE(di,f(xi;θ))=i=1nj=1mdjilogfj(xi;θ).\mathcal{L}_{cls} = \sum_{i=1}^n \text{CE}\left(\mathbf{d}^i, f(\mathbf{x}^i; \theta)\right) = -\sum_{i=1}^n \sum_{j=1}^m \mathbf{d}_j^{i} \log f_j(\mathbf{x}^{i};\theta).

where f(x;θ)f(\mathbf{x}; \theta) is a neural network with parameters θ\theta followed by a softmax layer to map the input image x\mathbf{x} into a emotion distribution.


Figure 2. An overview of our Label Distribution Learning with Valence-Arousal (LDLVA) for facial expression recognition under ambiguity.

An overview of our method is presented in Figure 2. To construct the label distribution for each training instance xi\mathbf{x}^i, we leverage its neighborhood information in the valence-arousal space. Particularly, we identify KK neighbor instances for each training sample xi\mathbf{x}^i and utilize our adaptive similarity mechanism to determine their contribution degrees to the target distribution di\mathbf{d}^i. Then, we combine the neighbors' predictions and their corresponding contribution degrees with the provided label li\mathbf{l}^i and li\mathbf{l}^i's uncertainty factor to obtain the label distribution di\mathbf{d}^i. The constructed distribution di\mathbf{d}^i will be used as supervision information to train the model via label distribution learning.

Adaptive Similarity

We assume that the label distribution of the main instance xi\mathbf{x}^i can be computed as a linear combination of its neighbors' distributions. To determine the contribution of each neighbor, we propose an adaptive similarity mechanism that not only leverages the relationships between xi\mathbf{x}^i and its neighbors in the auxiliary space but also utilizes their feature vectors extracted from the backbone. We choose the valence-arousal [4] as the auxiliary space to construct the target label distribution. We use the KK-Nearest Neighbor algorithm to identify KK closest points for each training sample xi\mathbf{x}^i, denoted as N(i)N(i). We calculate the adaptive contribution degrees of neighbor instances as the product of the local similarity skis^i_k and the calibration score ζki\zeta^i_k as follows:

cki={ζkiski,for xkN(i),0,otherwise.c^i_k = \begin{cases} \zeta^i_k s^i_k, &\text{for } \mathbf{x}^k \in N(i), \\ 0, &\text{otherwise}. \end{cases}

where the local similarity skis^i_k is defined based on the distance between the instance and its neighbor in the valence-arousal space ai\mathbf{a}^i and ak\mathbf{a}^k

ski=exp(aiak22δ2),xkN(i)s^i_k = \exp\left(-\frac{\| \mathbf{a}^i - \mathbf{a}^k \|^2_2}{\delta^2}\right), \quad \forall \mathbf{x}^k \in N(i)

We utilize a multilayer perceptron (MLP) gg with parameter ϕ\phi to calculate the adaptive calibration score from the extracted features of the two instances vi\mathbf{v}^i and vk\mathbf{v}^k obtained from the backbone.

ζki=Sigmoid(g([vi,vk];ϕ))\zeta^i_k = Sigmoid\left(g([\mathbf{v}^i,\mathbf{v}^{k}];\phi)\right)

The proposed adaptive similarity can correct the similarity errors in the valance-arousal space, as the valence-arousal values are not always available in practice and we leverage an existing method to generate pseudo-valence-arousal.

Uncertainty-aware Label Distribution Construction

After obtaining the contribution degree of each neighbor xkN(i)\mathbf{x}^k \in N(i), we can now generate the target label distribution di\mathbf{d}^i for the main instance xi\mathbf{x}^i. The target label distribution is calculated using the logical label li\mathbf{l}^i and the aggregated distribution d~i\tilde{\mathbf{d}}^i defined as follows:

di~=kckif(xk;θ)kcki,di=(1λi)li+λidi~\tilde{\mathbf{d}^i} = \frac{\sum_k c^i_k f(\mathbf{x}^{k};\theta)}{\sum_k c^i_k}, \\ \mathbf{d}^i = (1-\lambda^i) \mathbf{l}^i + \lambda^i \tilde{\mathbf{d}^i}

where λi[0,1]\lambda^i \in [0,1] is the uncertainty factor for the logical label. It controls the balance between the provided label li\mathbf{l}^i and the aggregated distribution di~\tilde{\mathbf{d}^i} from the local neighborhood.

Intuitively, a high value of λi\lambda^i indicates that the logical label is highly uncertain, which can be caused by ambiguous expression or low-quality input images, thus we should put more weight towards neighborhood information di~\tilde{\mathbf{d}^i}. Conversely, when λi\lambda^i is small, the label distribution di\mathbf{d}^i should be close to li\mathbf{l}^i since we are certain about the provided manual label. In our implementation, λi\lambda^i is a trainable parameter for each instance and will be optimized jointly with the model's parameters using gradient descent.

Loss Function

To enhance the model's ability to discriminate between ambiguous emotions, we also propose a discriminative loss to reduce the intra-class variations of the learned facial representations. We incorporate the label uncertainty factor λi\lambda^i to adaptively penalize the distance between the sample and its corresponding class center. For instances with high uncertainty, the network can effectively tolerate their features in the optimization process. Furthermore, we also add pairwise distances between class centers to encourage large margins between different classes, thus enhancing the discriminative power. Our discriminative loss is calculated as follows:

LD=12i=1n(1λi)viμyi22+j=1mk=1kjmexp(μjμk22V)\mathcal{L}_D = \frac{1}{2}\sum_{i=1}^n (1-\lambda^i)\Vert \mathbf{v}^i - \mathbf{\mu}_{y^i} \Vert_2^2 + \sum_{j=1}^m \sum_{\substack{k=1 \\ k \neq j}}^m \exp \left(-\frac{\Vert\mathbf{\mu}_{j}-\mathbf{\mu}_{k}\Vert_2^2}{\sqrt{V}}\right)

where yiy^i is the class index of the ii-th sample while μj\mathbf{\mu}_{j}, μk\mathbf{\mu}_{k}, and μyi\mathbf{\mu}_{y^i} RV\in \mathbb{R}^V are the center vectors of the j{j}-th, k{k}-th, and yiy^i-th classes, respectively. Intuitively, the first term of LD\mathcal{L}_D encourages the feature vectors of one class to be close to their corresponding center while the second term improves the inter-class discrimination by pushing the cluster centers far away from each other. Finally, the total loss for training is computed as:

L=Lcls+γLD\mathcal{L} = \mathcal{L}_{cls} + \gamma\mathcal{L}_D

where γ\gamma is the balancing coefficient between the two losses.


[1] Ali Mollahosseini, Behzad Hasani, and Mohammad H. Mahoor. Affectnet: A database for facial expression, valence, and arousal computing in the wild. IEEE Transactions on Affective Computing, 2019

[2] Shan Li, Weihong Deng, and JunPing Du. Reliable crowdsourcing and deep locality-preserving learning for expression recognition in the wild. In CVPR, 2017.

[3] B. Gao, C. Xing, C. Xie, J. Wu, and X. Geng. Deep label distribution learning with label ambiguity. IEEE Transactions on Image Processing, 2017.

Uncertainty-aware Label Distribution Learning for Facial Expression Recognition (Part 2)

In the previous post, we have introduced the our proposed method for Facial Expression Recognition. In this post, we will examine the effectiveness and efficiency of the proposal.

Experimental Results

Noisy and Inconsistent Labels

Table 1. Test performance with synthetic noise.

We conduct experiments to study the robustness of our LDLVA on mislabelled data by adding synthetic noise to AffectNet, RAF-DB, and SFEW datasets. Specifically, we randomly flip the manual labels to one of the other categories. . We report the mean accuracy and standard error in Table 1. The results clearly show that our method consistently outperforms other approaches in all cases. We also observe that the improvements are even more apparent when the noise ratio increases, for example, the accuracy improvement on RAF-DB is 4.7\% with 10\% noise and 6.93\% with 30\% noise. The consistent results under various settings demonstrate the ability of our method to effectively deal with noisy annotation, which is crucial in the robustness against label ambiguity.

Table 2. Test performance with inconsistent labels between cross-datasets.

Since the annotations for large-scale FER data are commonly obtained via crowd-sourcing, this can create label inconsistency, especially between different datasets. To examine the effectiveness of our proposed methods in dealing with this problem, we also perform experiment with the cross-dataset protocol. Table 2 shows that our method achieves the best performance on all three datasets and the highest average accuracy and surpasses the current state-of-the-art methods. This confirms the advantages of our method over previous works and demonstrates the generalization ability to data with label inconsistency, which is essential for real-world FER applications.

Comparison with state of the arts

Table 3. Comparison with recent methods on the original datasets.

We further compare our method with several state of the arts on the original AffectNet, RAF-DB, and SFEW to evaluate the robustness of our method to the uncertainty and ambiguity that unavoidably exists in real-world FER datasets. The results are presented in Table 3. By leveraging label distribution learning on valence-arousal space, our model outperforms other methods and achieves state-of-the-art performance on AffectNet, RAF-DB, and SFEW. Although these datasets are considered to be "clean", the results suggest that they indeed suffer from uncertainty and ambiguity.

Qualitative Analysis

Real-world Ambiguity: To understand more about real-world ambiguous expressions, we conducted a user study in which we asked participants to choose the most clearly expressed emotion on random test images. We compare our model's predictions with the survey results in Figure 3. We can see that these images are ambiguous as they express a combination of different emotions, hence the participants do not fully agree and have different opinions about the most prominent emotion on the faces. It is further shown that our model can give consistent results and agree with the perception of humans to some degree.

Figure 3. Comparison of the results from our user study and our model.

Uncertainty Factor: Figure 4 shows the estimated uncertainty factors of some training images and their original labels. The uncertainty values decrease from top to bottom. Highly uncertain labels can be caused by low-quality inputs (as shown in Angry and Surprise columns) or ambiguous facial expressions. In contrast, when the emotions can be easily recognized as those in the last row, the uncertainty factors are assigned low values. This characteristic can guide the model to decide whether to put more weight on the provided label or the neighborhood information. Therefore, the model can be more robust against uncertainty and ambiguity.

Figure 4. Visualization of uncertainty values of some examples from RAF-DB dataset.


We have introduced a new label distribution learning method for facial expression recognition by leveraging structure information in the valence-arousal space to recover the intensities distributed over emotion categories. The constructed label distribution provides rich information about the emotions, thus can effectively describe the ambiguity degree of the facial image. Intensive experiments on popular datasets demonstrate the effectiveness of our method over previous approaches under inconsistency and uncertainty conditions in facial expression recognition.


[1] Ali Mollahosseini, Behzad Hasani, and Mohammad H. Mahoor. Affectnet: A database for facial expression, valence, and arousal computing in the wild. IEEE Transactions on Affective Computing, 2019

[2] Shan Li, Weihong Deng, and JunPing Du. Reliable crowdsourcing and deep locality-preserving learning for expression recognition in the wild. In CVPR, 2017.

[3] B. Gao, C. Xing, C. Xie, J. Wu, and X. Geng. Deep label distribution learning with label ambiguity. IEEE Transactions on Image Processing, 2017.